-increase shares or subordinate bonds, and to refrain from making business expansion or further investments in high-risk instruments. On December 12, TSFC sent a letter informing the SEC that the company?s
worth) เพื่อให้สามารถลงทุนในตราสารที่มีความเสี่ยงสูง (high risk high return) ได้เช่นเดียวกับผู้ลงทุนสถาบัน โดยกำหนดคุณสมบัติของผู้ลงทุนรายใหญ่ ดังนี้ 2.1 บุคคลธรรมดาที่มีสินทรัพย์ ตั้งแต่ 40 ล้านบาท
market product having high risk or complex characteristics shall comply with the regulations under Chapter 6; (7) receiving trading orders of capital market products outside the offices of intermediaries
with conditions for postponing or canceling interest payments and postponing principal repayment without being considered an event of default are complex and high-risk debt instruments. Therefore, the
procedure for selling of high risk securities such as suitability test, key information disclosure and warning of the securities? high risks or complexity.? Mr. Vorapol added.
management measures in response to investors? risk tolerance and expectation, taking into account such factors as product quality, risk diversification, limitation for investment in high-risk products and
30 August 2017.** Investment Consultant of Complex Products Type 1 is approved to give investment advice on non-complex capital market products as well as all types of high-risk or complex products
(cash settlement); 2. Investment in futures has high risk. Futures trading is a high risk investment where investor may face unlimited loss. Hence, before deciding to trade in futures, the investor should