financial statements for the year 2018 and (2) the annual report for the year 2016 (Form 56-2, 2018) to the SEC within the specified period. The Court of Appeal sentenced the accused to pay a fine of Baht
statements for Q2/2019 to the SEC within the specified period. The Criminal Court sentenced the accused to pay a fine of Baht 1,739,000. Since the accused pled guilty, the Court reduced the fines by half
, investment was made primarily in 1.) refinery machinery of THB 1,517 https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201808/18071178.pdf 6529se.pdf a trust, such person has been sentenced by a
26, 2018, the Criminal Court sentenced the accused to two years imprisonment for violating Sections 243(1)(2) and 296 of the SEA in conjunction with Section 83 of the Penal Code. Since the accused pled
Criminal Court sentenced the accused to two years imprisonment for violating Sections 243(1)(2) and 296 of the SEA in conjunction with Section 83 of the Penal Code. Since the accused pled guilty, the
Criminal Court sentenced the accused to pay a total fine of Baht 337,000 and a further fine of Baht 200 each day starting from the next day of prosecution date until the company so complies. Since the
in the first paragraph of Section 281/2 of the SEA. The Supreme Court sentenced the accused to 1-year imprisonment and pay a total fine of Baht 1,000,000 for violating Sections 281/2 paragraph 2 of the
the year 2020 (Form 56-1 One report) and (28) the annual registration statement for the year/annual report for the year 2021 (Form 56-1 One report). The Criminal Court sentenced the accused to pay a
sentenced the accused to pay a fine of 19,000 Baht and a further fine of 100 Baht each day for 7,817 days starting from November 17, 2021 until January 10, 2023 totally 781,700 Baht. The amount of total fine
judgment regardless of whether the sentence has been suspended and have been discharged for a period of less than three years after being sentenced in the offences under law on securities and exchange or law