from its routine inspection in Asia Plus Securities Plc., that {B} had been authorized by his client to make securities trading decisions on the client's behalf. The communication records showed that {B
from KKTRADE Securities Company Limited, the SEC probed into {A}' s case and found that she had been authorized by her client to make securities trading decisions on the client?s behalf for a period of
into the communication records of {A} and her client and found that {A} had been authorized by her client to make derivatives trading decisions with high trading volumes. The client asked her to close
(Thailand) Plc. Earlier, the SEC found in a routine inspection of Maybank Kim Eng Securities (Thailand) Plc., that {A} had been authorized by his clients to make securities trading decisions on the clients
client.Following the report of DBS Vickers Securities (Thailand) Company Ltd., and a client complaint, the SEC probed into {A}'s case and found that she had been authorized by her client to make securities trading
Kasikorn Securities Plc., the SEC probed into {A}'s case and found certain communication record, which he later admitted, indicating that he had been authorized by his client to make securities trading
bondholders; “financial advisor” means a financial advisor on the approved list of the SEC Office; “financial institution” means a commercial bank, finance company or credit foncier under the Law on Financial
being held in Bali, Indonesia.The Meeting endorsed the ASEAN Transition Finance Guidance (Guidance] which serves as a common standard guidance for what constitutes a credible, transparent, and inclusive
also approved and authorized the Chairman or a designee by the Chairman to final the details of the investment for relevant documentation and actions 7. Approved the related parties transaction as the
Board 2/2018 on February 22, 2018 has been approved the financial statements for year ended 31 December 2017. The basis for Qualified Opinion cause the effects of adjustment, if any, did not observe the