Section 317/4 and Section 317/5 of the SEA. The Civil Sanction Committee (CSC) has resolved to impose civil sanctions on the nine offenders, as summarized below:   (a) The offenders are required to pay

brokers which entered the assessment for the first https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6194 SEC imposes civil sanction on four offenders for insider trading of UOB8TF in advance that UOB

process to members and shall include a system, in form of a committee, for consideration of appeals filed by the members against the disciplinary sanction. The Capital Market Supervisory Board rules

process to members and shall include a system, in form of a committee, for consideration of appeals filed by the members against the disciplinary sanction. The Capital Market Supervisory Board rules

of Limitation and Settlement Committee _________________ Division 1 Administrative Sanction _____________ SECTION 67 The administrative sanctions are as follows: (1) probation; (2) administrative fine

official shall be an official under the Criminal Code. Chapter 8 Sanctions, Statute of Limitation and Settlement Committee _________________ Division 1 Administrative Sanction _____________ SECTION 67 The

and Settlement Committee _________________ Division 1 Administrative Sanction _____________ SECTION 67 The administrative sanctions are as follows: (1) probation; (2) administrative fine; (3) public

ประชาชน (case management) และร่วมมือกับหน่วยงานที่เกี่ยวข้อง อาทิ ตลท. ให้เกิดการดำเนินการกับผู้กระทำผิดอย่างจริงจัง รวมทั้งผลักดันและดำเนินการให้มาตรการทางแพ่ง (civil sanction) เป็นอีกเครื่องมือหนึ่งในการ

shown progress; for example, the amendments to law on securities and exchange to introduce civil sanction and self-regulatory organization in the capital market (SRO), the amendment to the Civil Procedure

proposals pushed by the SEC have shown progress; for example, the amendments to law on securities and exchange to introduce civil sanction and self-regulatory organization in the capital market (SRO), the