6229 8733Email: eugenia_lee @mas.gov.sgSEC ThailandMs Sasithorn Ongdee Mobile: +66 89 200 1673Email: Press@sec.or.th
had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
orders via mobile phone.Making securities trading decisions on behalf of the client and failure to record the client's securities trading orders are, respectively, in violation of Clause 20(2) and 20(3) of
be viewed on www.start-to-invest.com and mobile application ?start-to-invest?.
discussing with her client to fine-tune the deficit portfolio. At the end of the trading day, she notified her client via mobile telephone after working hours.Making securities trading decisions on behalf of
order form (Form F8) despite the fact that those trading orders were made via mobile phone. Use of Form F8 therefore was inappropriate submission of trading orders because such Form must be used in
. Within 9 months the competitors gradually disappeared and the company gained 50% market share. In the part of mobile top-up market share, the company gained it from several channels especially ROM. As a
same period last year with sales in the first quarter of 2020 decreasing. Due to the decrease in sales of mobile distribution business In part due to the closing of branches of mobile phone shop and
global-standard data leak prevention system for broader coverage: Significant efforts range from the classification and assessment of risks arising from data usage to employees’ use of mobile devices, to
อร์วสิ (ประเทศไทย) จํากดั (“AIS”) ประกอบธุรกิจนายหน้าประกนั วนิาศภยัและนายหน้าประกนัชีวติ ร้อยละ 100 3) บริษัท เอซีเอส เซอร์วสิซิง (ประเทศไทย) จํากดั (“ACSS”) ประกอบธุรกิจบริการตดิตามเร่งรัด หนี -สิน