the Securities and Exchange Act (No. 4) B.E. 2551 (2008) and Section 109 of the Securities and Exchange Act B.E. 2535 (1992) which contain certain provisions in relation to the restriction of rights and
the Securities and Exchange Act (No. 4) B.E. 2551 (2008) and Section 109 of the Securities and Exchange Act B.E. 2535 (1992) which contain certain provisions in relation to the restriction of rights and
(section 14 and 19) |- Major Shareholders |- Branch Office |- Net Liquid Capital (section 97) |- Capital Reduction |- Anti-fraud Provisions (section 98(3)) |- Forward Transactions/OTC Equity Derivatives
, Paragraph 2 of Clause 45/1 of the Notification of the Capital Market Supervisory Board No. Tor Dor. 2/2554 Re: Provisions on Issuance for Sale of Sukuk and Disclosure of Information dated 10 January 2011 as
contain certain provisions relating to the restriction of rights and liberties of persons which Section 29, in conjunction with Section 33, Section 34, Section 41, Section 43, Section 44 and Section 64 of
for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded
services to keep pace with the changing market landscape. Given such conditions, revisions and modifications of the Securities and Exchange Act B.E. 2535 (1992) were proposed to amend certain provisions
://publish.sec.or.th/nrs/9936s.pdf) and Appendix 3 (https://publish.sec.or.th/nrs/9937s.pdf) attached to the Notification(2) The Notification of the Capital Market Supervisory Board No. Tor Jor. 43/2566 Re: Provisions
protection Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions about the
strengthen investor protection Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions