financial statements for Q1/2014 to the SEC within the specified period. The Criminal Court sentenced the accused to pay a fine of Baht 234,500. Since the accused pled guilty, the Court reduced the fines by

year 2013 (Form 56-1) to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 418,500. Since the accused pleaded guilty, the Court

2013 (Form 56-1, 2013) to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 389,000. Since the accused pled guilty, the Court reduced

a fine penalty not exceeding one hundred thousand baht.” SECTION 38 The following provision shall be added as Section 302/1 of the Securities and Exchange Act B.E. 2535: “SECTION 302/1 Any person who

TCMA, this sanction is imposed on a Trustee and its director, manager or person responsible for the operation. (or Civil Penalty) is imposed on an offender for these following offenses under SEA and DAB

appropriately. The provision under Paragraph 1 shall not be applicable to the case that Stock Exchange or the derivatives exchange imposes penalty of fine on them. 6 Amended by the Notification of the Capital

SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 357,000 and a further fine of Baht 1,000 each day starting from the next day of prosecution date

for Q2/ 2015, and (3) the reviewed financial statements for Q3/2015 to the SEC and the SET within the specified period. The Criminal Court ordered the defendant to pay a fine of Baht 522,000 and a

period. The Criminal Court ordered the defendant to pay a fine of Baht 80,000 and a further fine of Baht 1,000 for each day starting from the next day of prosecution date until the company so complies for

reviewed financial statements for Q1-Q3/2015 to the SEC and the SET within the specified period. The Criminal Court ordered the defendant to pay a fine of Baht 522,000 and a further fine of Baht 500 for each