derivatives exchange shall pay the SEC Office Baht 2,000,000 annual fee for business undertaking within 31 January of every year except the first year of license, the licensee shall pay fee on effective date of

penalty prescribed for each offence as follows: (1) For a count of failure to submit the audited financial statements for the year 2012, the Court sentenced the accused to pay a fine of 20,000 Baht and a

August 8, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 91,800. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 45,900

August 8, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 73,400. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 36,700

of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3

December 24, 2014, the Criminal Court sentenced the accused to pay a fine of Baht 364,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 182,000 and a

specified period. On December 24, 2014, the Criminal Court sentenced the accused to pay a fine of Baht 227,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht

) to the SEC and the SET within specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 121,500. Since the accused pled guilty, the Court reduced the fines by half

SEC and the SET within specified period. .The Criminal Court sentenced the accused to pay a total fine of Baht 534,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a

Criminal Court sentenced the accused to pay a fine of Baht 234,500. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 117,250 and a further fine of Baht 250 each