SEC is proposing amendment to the guidelines for supervising auditors and audit firms in the Thai capital market to enhance the audit quality oversight of audit firms and promote the development
the audit quality control system, and closely monitored the COVID-19 pandemic situation to adjust the oversight approach and communication with stakeholders to meet the changing situation. In so doing
ผูถื้อหน่วย โดยมีประเด็น ส ำคญัจำกกำรรับฟังควำมคิดเห็น ดงัน้ี 4.1 การปรับปรุง governance ของกองทุนรวม (1) การก าหนดผู้ทีจ่ะมาท าหน้าทีต่รวจสอบดูแลการด าเนินงานของ บลจ. (oversight) ส ำนกังำนเสนอให ้บลจ
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applicant; (3) Certification of the leader of the auditor firm; (4) Profile and details of the audit firm; (5) Cover letter for delivery of the evidentiary documentation related to the audit firm; (6) Copy of
applicant; (3) Certification of the leader of the auditor firm; (4) Profile and details of the audit firm; (5) Cover letter for delivery of the evidentiary documentation related to the audit firm; (6) Copy of
Executive Leader จาก Australian Securities and Investments Commission (ASIC) ประเทศออสเตรเลีย เลขาธิการ ก.ล.ต. ได้แลกเปลี่ยนประสบการณ์ในฐานะที่ ก.ล.ต. เป็นประธานของ Asia Region Funds Passport (ARFP) และประธาน
more important in the world, the promotion of capital market to be the leader in establishing sustainability, and the resolutions for challenges in Thai capital market. We need all collaborations from
advisable for investors to focus on their personal goals and long-term investment rather than chasing short-term high returns.Polpatt Vinaibodee, leader of the SEC research project on the topic, ?Trigger
risk associated with risky assets was also suggested as Thailand is approaching aging society.Assoc. Prof., Dr. Pornanong Budsaratragoon, research team leader, Faculty of Commerce and Accountancy