Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
Determination of Undertaking not Deemed as a Derivatives Dealer
Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued underlying Shares (No. 2)
Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)
Offer for Sale of Foreign Bonds and Debentures in the Kingdom of Thailand (No. 3)
Issuance and Offer for Sale of Derivatives Warrant (No. 3)
Provisions on Issuance for Sale of Sukuk and Disclosure of Information (No. 2)
Rules, Conditions and Procedures for Investing in and Seeking of Benefits for Long Term Equity Fund
Custody of Assets of Clients by Securities Companies (No. 3)
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)