.? These kinds of incidents took place repeatedly, but the company which was under his direct supervision did not conduct proper examination.?In 2014, the SEC found a similar misconduct and took legal action
process, incentives or rewards to employees with good performance, and management measures for employees who do not achieve the targets. Such processes are well informed to executives and employees. 4.3 The
the guidance has not been disclosed, explains why the signatory has not complied with those elements of the Code. 4. Disclosures under the Code should improve the functioning of the market for
the part relating to his or her responsibility, incorrect and incomplete information and functioning of the computer system, failure to achieve information or utilise computer system consistently or in
the part relating to his or her responsibility, incorrect and incomplete information and functioning of the computer system, failure to achieve information or utilise computer system consistently or in
computer operations are not compromised (ITGI, 2007) • Application controls are controls that are relevant to transactions and data pertaining to each automated application system and are specific to each
Determination of Other Securities Which Are Not Subject to Provisions concerning Public Offering of Securities
Re: Determination of Characteristics of Centers or Networks Which Are Not Deemed as Derivatives Exchange
Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities
Contract that is not subject to the Act, BE 2546 derivatives.