institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
, - Economy of knowledge - Services-based - innovation and digitalized based contribution to competitive advantage & differentiating 4 Global perspective: significance PRI Signatory growth in 2006-2021 3,826
implementation of better corporate governance in the region, and (ii) consensus-building and real knowledge-sharing, including by providing a bridge between Asia and the OECD Corporate Governance Committee – the
14th Money Expo Chiang Mai 2019 at the Chiang Mai Hall, Central Plaza Chiang Mai Airport. SEC was with the responsibility to provide basic knowledge on the capital market and digital assets, to
an alleged person, a witness or expert witness. Division 2 Determination of Administrative Sanction Clause 14. In considering an administrative sanction to be imposed on an alleged person regardless of
auditing standards that form the foundation of the information provided to investors, as well as considering matters related to the application of these standards. By joining the committee, the SEC is able
responsible for making decision on derivatives trading and managing risks of derivatives trading, and such personnel shall have knowledge, understanding and experience that benefit responsible jobs. (2) having
sufficient personnel responsible for making decision on derivatives trading and managing risks of derivatives trading, and such personnel shall have knowledge, understanding and experience that benefit
knowledge, understanding and experience that benefit responsible jobs. (2) having policies and rules for investment including policies and measures in controlling and managing risks from derivatives trading