SEC has suspended approval of two AEC executives, namely Thada Chanprasit and Pisit Patumban, as capital market personnel for six months each starting from 29 December 2015 on the ground of being
Supervisory Board or the SEC Office in cases where the officer, the employee or such other persons believe or have reasonable ground to honestly believe that there has been contravention of or failure to comply
the company directors or executives having engaged in any transaction, if considered on a reasonable ground, in a manner as specified in the Notification No. KorChor. 8/2553 as the third category of
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ground that the Password becomes known to other persons who have no authority or relevant responsibilities, the Applicant shall change the Password immediately; 6. The SEC Office’s privacy policy requires
policy to acquire the leasehold right to a real estate, specify a return rate estimate separately from an estimate of a capital reduction rate(if any); In any case, if there appears a ground that should
limited offer for sale of any type of bonds, bills or sukuk to the institutional investor and high net worth investors, unless an exemption is granted by the SEC Office on the ground that the offering is
to procure, for himself or the other person, any advantage to which he is not entitled by law. 15 (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i
Shares (No. 2) dated 2 June 2017 (effective on 16 June 2017). 12 application with the SEC Office unless there is a necessary and appropriate ground to receive a waiver from the SEC Office in any of the