. 7 net balance at the end of the present working day for calculation, the securities company shall continually use such method for calculation at all times, except in case of necessity where the
that will issue or offer securities for sale lacks the qualifications, or its compliance with the after-approval conditions is inappropriate or it will not be able to comply with this Notification; (2
and subsequently lay out a proper and timely rectification plan. The audit firm leaders should be a champion in raising the awareness of the deficiency issue and allocating appropriate resources for the
broker shall send the confirmation statement and additional evidence of margin call prescribed under Paragraph 1 to customers through the method agreed upon by the customers within the next business day
evidences prescribed by the form and method that the SEC Office provided in website. Clause 8 The SEC Office shall consider and issue an order relating to the application for derivatives business operator
with the supplementing documents and evidences prescribed by the form and method that the SEC Office provided in website. Clause 8 The SEC Office shall consider and issue an order relating to the