=7348 SEC to revise net capital rules applicable to securities companies and derivatives business operators market in general.(3) To specify rules on NC maintenance to be applicable to the business
https://publish.sec.or.th/nrs/8271p.doc แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ ownership (for example, land, building, factory and machinery), and the characteristics of ownership (if applicable). The
rules applicable to securities companies and derivatives business operators market in general.(3) To specify rules on NC maintenance to be applicable to the business operators which also operate the
remediation plan, contributing to constantly improved system of quality control within the firm. The most striking result to emerge from this inspection cycle was the improvement of “leadership responsibilities
statements, if applicable, to the SEC and publicly disclosing such information through the SET Electronic Information System within 31 January 2018. The SEC has also urged PACE to expedite the proceeding to
deadline postponement; the clarification, and the rectified financial statements, if applicable, must be submitted to the SEC and disclosed through the SET Electronic Information System within the extended
are not applicable to – certain types of transactions. For example, giving financial assistance to a third party which is not considered a transaction in the normal course of business of listed
of the extended period; Agenda Item 2: Consideration for approval of an increase of the coupon rate of the bond from 6.50 percent per annum to 7.00 percent per annum, to be applicable
apply for an applicable license with SEC. In this regard, SEC adopts the regulations on business conducting for “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” purporting to ensure