Datamat PLC Datamat PLC (DTM), failed to prepare and submit the financial statements for the year 2012 and the annual registration statement for the year 2012 (Form 56-1) to the SEC and the SET

AEC Securities Public Company Limited Between December 25, 2018 and May 22, 2020, AEC Securities Public Company Limited , as a securities and derivatives broker, failed to submitting an accurate and

S.E.C. Auto Sales and Services PLC S.E.C. Auto Sales and Services PLC (SECC) failed to prepare and submit the reviewed financial statements for Q3/2013 to the SEC and the SET within specified period

Professional Waste Technology (1999) Public Company Limited Professional Waste Technology (1999) Public Company Limited failed to prepare and submit (1) the reviewed financial statements for Q4/2013

Asia Wealth Securities Public Company Limited Between February 25, 2021 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to submitting an accurate and

. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures

; however, attempt to arrest the alleged offender failed. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 05/04/2005

Ms. Sa-ngiam Pimkotr Ms. Sa-ngiam Pimkotr failed to comply with the competent officer's order to testify. The Pathumwan District Court sentenced the accused to three-month imprisonment and a

Ms. Somboon Pangphet Ms. Somboon Pangphet failed to comply with the competent officer's order to testify. The Pathumwan District Court sentenced the accused to three-month imprisonment and a

Mr. Chusak Ruentip Mr. Chusak Ruentip failed to comply with the competent officer's order. The Court sentenced the accused to 15-day imprisonment and a fine of Baht 2,000. The jail term, however