CORPORATION HUNTERS ASSET MANAGEMENT COMPANY LIMITED HUA SENG HENG GOLD FUTURES COMPANY LIMITED HIPPO WEALTH INVESTMENT ADVISORY SECURITIES (THAILAND) COMPANY LIMITED Approval Identification Number No. Name
-Enterprise-Risk-Management-to-Environmental-Social-and-Governance-related-Risks Risk Identification 67 Source: https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Environmental-Social-and
& Opportunities Identification ✓ ✓ ✓ (ถ้าม)ี Impact on businesses, strategy and financial planning ✓ ✓ ✓ Strategy’s resilience ✓ ✓ Risk Management Risk identification & assessment ✓ ✓ ✓ Risk management process
): ...................................................................................................... Tax Identification No. (if any): ............................................................................................................... Nationality
and opportunities 2) Impact on organization 3) Resilience of strategy 1) Risk identification and assessment processes 2) Risk management processes 3) Integration to overall risk management 1) Climate
of such other business operation; (2) name, address, curriculum vitae, experience and identification number of the person who performs the duty of giving advice to the customer; (3) statements
acceptable and reliable standards. Such units shall have an independent operation and shall be free from other work units. Clause 9 A securities company shall separate work units and personnel whose duty
control unit which meet acceptable and reliable standards. Such units shall have an independent operation and shall be free from other work units. Clause 9 A securities company shall separate work units and
”). Preparation and filing thereof should also take into consideration the guidelines, the manual or the disclosure checklist available on the SEC website. Table of Contents Page Part 1: Business Operation and