, exchange of views, and knowledge sharing on digital economy and financial innovations among capital market regulators from 13 Asian-Pacific jurisdictions and relevant local organizations including the
requirements on qualifications of each type of licenses will also be adjusted accordingly to ensure that the salespersons will have proper knowledge of the products they offer. Additionally, to increase the
knowledge and understanding of accounting principles, specified expertise, and regular skill improvement in their respective fields. Concurrently, the IPO and PO issuers would be required to disclose
share knowledge and understanding as well as different views and opinions on reforming laws and regulations on the capital market enforced by SEC, under the Regulatory Guillotine Scheme, which aims to
offering in the Europe under the Alternative Investment Fund Managers Directive (AIFMD) where SEC has signed a memorandum of understanding (MOU) with capital-market watchdogs of 26 European countries on
a representative from Social Enterprise Thailand together with knowledge and understanding of the preparation and process for fundraising through the capital market.”___________________
investment service provider. To perform their roles and responsibilities, personnel in the capital market need to acquire knowledge and understanding of the ESG principles and apply them in providing
enhance the knowledge and understanding of the law and regulation of the public. Interested parties are welcome to call Help Center at 1207 (press 4) for appointment with SEC officials at no cost. SEC
Connector and therefore tightened the relationship with our neighboring countries, aiming to grow together. Mekong Capital Market Cooperation (MCMC) has been established under a memorandum of understanding
understanding signed with the capital market regulators of Laos PDR., Cambodia and Vietnam for cooperation on capital market development where the signatories take turn to host the meeting. Among ASEAN nations