SEC Search

companies and their affiliates, both in the Stock Exchange of Thailand (SET) and the Market for Alternative Investment (MAI) Ms. Ruenvadee Suwanmongkol, SEC Secretary-General said, “One of the SEC’s key

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10386

SEC public hearing on a proposed amendment to the regulations on approval of appraisal companies and lead appraisers for capital market transactions to enhance convenience and reduce burdens on the

compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8773

SEC Thailand’s public hearing on draft regulations relating to the capital requirement for trust managers and trustee of REITs or infrastructure trusts and investment management companies of property

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=553

SEC Thailand’s Public Hearing on revision to rules on acceptance of trading orders of capital market products from home (Work From Home) under new normal for securities companies and derivatives

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=716

Notification of the Office of the Securities and Exchange Commission SorThor/Khor/Nor. 53/2553

Forms for Financial Statements of Securities Companies

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=6999&SearchNo=

19109945.pdf

sales from the Company, the subsidiary in the Philippines (Halcyon Technology Philippines Inc. or “HP”) and the subsidiary in Vietnam ( Halcyon Technology Vietnam Co., Ltd. or “ HV” ). After eliminating

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201911/19109945.pdf

Notification of the Securities and Exchange Commission Kor Thor. 3/2561

Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers, and Underwriters Limited to Investment Units and Derivatives Fund

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=7537&SearchNo=

Notification of Capital Market Supervisory Board TorThor 43/2552

Custody of Assets of Clients by Securities Companies

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4784&SearchNo=

Notification of the Office of the Securities and Exchange Commission SorThor. 40/2554

Special Holiday for Securities Companies and Derivatives Business Operators

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5729&SearchNo=