licensed digital asset business operators only in case of deciding to invest in such product. The Licensee List and more information on digital assets are available on www.เสี่ยงสูง.com. It should be noted
Zipmex to rectify its net capital position and act in the best interest of clients,” released on 25 November 2023. https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10490&NewsNo=227&NewsYear=2023
. However, Surin did not agree to comply with the civil sanctions. Later, on 26 December 2018, the public prosecutor filed a lawsuit against Surin with the Civil Court, as requested by SEC, in order for
be traded while the clients merely accepted the transactions. For {B} case, it was found that he failed to completely record the client's trading securities orders for a number of transactions; the
Supervisory Board No. TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel of Business Operators dated September 15, 2010. It was in violation of Clauses 23(2) and the prohibited characteristics of the
SLB with a step-up coupon mechanism linked to the target of GHG emissions intensity reduction, the issuer will pay a higher interest rate on the bond if such target is not met. Furthermore, while Green
the Cabinet on 29 October 2019. Thailand was the first country in Asia to be able to push for the said plan of action.The implementation of the guiding principles framework is consistent with the
zone has been also set up to provide a consulting service regarding fund-raising. The staff would help give advice regarding the process and access to the capital market for SMEs and start-up companies
expressed a qualified opinion in the auditor's report on the financial statements for Q1/2016 and Q2/2016 because the auditing scope was limited by the company's executives. Consequently, the auditor was
quarters while that of the industry was based on average P/E values during 24-month period. In addition, RICHY was instructed to extend the IPO subscription period at least for two business days from the