; 8. Investments in incomplete projects (greenfield projects) are subject to following conditions: investment units in greenfield projects ≤ 30% of the total asset value shall be put on offer for
Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Fund Raising for Foreign Company Private Placement of Shares and Warrant (listed co
price, it must also comply with the criteria for low-price shares. Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock
) For mutual fund which investment units are not securities listed in the Stock Exchange, the NAV and investment unit values as of the last business day of each month shall be announced within the
right is not less than 15 days. There are terms on compensation in the case where the company is unable to allocate shares to TSR holders exercising their right. The compensation must not be less than the
as a regulatory arbitrage tool. The public hearing on this matter was completed in May 2023. Essentially, the regulations as amended by the Capital Market Supervisory Board are as follows: (1
Thai Securities Companies (ASCO) 1 . The SEC therefore revoked the approval of Auracha as securities investment consultant and prohibited her re-entry as capital market personnel for 10 years, starting
will be offered via private placement. For example, the normal regulations will be obstacles in the process of pre-ICO and private sale. Therefore, SEC intends to relax some of its regulations for offers
. Codes of Conduct Guidelines for Listed Companies. 6. The Stock Exchange of Thailand, 2008. Remuneration Committee Guidelines. 7. The Stock Exchange of Thailand, 2011. CEO Performance Evaluation Form. 8