solicitations occurred. List of Restricted Assets Virtual assets, i.e. digital tokens (such as digital currencies, utility tokens, investment tokens, or security or https://www.sec.or.th/EN/Pages
; - Purchasing securities from a person who filed a false registration statement and prospectus or purchasing investment units from an asset management company which offered for sale of investment units by
fine of ten thousand baht for every day during which the contravention continues. SECTION 80***Any person who gives false testimony to the competent official, if the false testimony is material to the
gives false testimony to the competent official, if the false testimony is material to the investigation or the proceeding under this Act, shall be liable to imprisonment for a term not exceeding one year
baht or both and a further fine of ten thousand baht for every day during which the contravention continues. SECTION 80 Any person who gives false testimony to the competent officer, if the false
the time of the misconduct from 2015 to 2017 holding the positions of director and executive of NMG – made a joint decision to approve, order and arrange a recording of false advertising income in the
^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3ASEC_News&start=240&rows=10 241 - 246 of 246 results Sort by: Relevance Date (Newest) Date (Oldest) Criminal Fining Committee imposes fines on false
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8215 Criminal Fining Committee imposes fines on false statement and insider trading of RASA shares Bangkok, 21 September 2016 ? The Criminal Fining Committee has
program trading ( มีระบบคัดกรองคำสั่งซื้อขายเพื่อป้องกันและตรวจสอบคำสั่งที่อาจส่งผลกระทบ ต่อสภาพปกติของตลาด (False market) ( มีระบบป้องกัน/ยกเลิกคำสั่งตามมาตรฐาน Order Screening System ที่ตลาดหลักทรัพย์
intention to conceal the fact and fabricating false evidence. She was employed by Phillip Securities (Thailand) Public Company Limited at the time of committing such offenses. Following a referral from