Custody of Assets of Clients by Licensed Derivatives Brokers
Rules on Undertaking Derivatives Business for Licensed Derivatives Advisors
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Re: Registration of Licensed Derivatives Business Operator in the Category of Derivatives Fund Manager
Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business
Section 147 Securities and Exchange Act B.E. 2535 Section 147. During any two year period, if any securities company does not undertake securities business of the type so licensed in the volume as
Bangkok, October 31, 2013 ? The SEC is seeking public comment on revising the rules to exempt independent directors? requirement of licensed derivatives advisors and authorized financial institutions
FL 2024 CO., LTD FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, a company licensed
. ---------------------- The Securities and Exchange Commission Notification of the Securities and Exchange Commission No. KorThor/Nor/Yor. 47/2546 Re: Determination of Fees for the Operation of Licensed Businesses