strategies. Assessment criteria must therefore be adjusted in response to the changing environment and be able to protect the rights of retail investors.The SEC is pleased to witness the cooperation between
collaboration for practical application of the I Code among institutional investors. The eight signatories are (1) the Office of Insurance Commission, (2) the Thai Social Security Office, (3) the Thai Government
the SEC website: www.sec.or.th/scamalert and email: scamalert@sec.or.th. This Investment Scam Hotline Initiative is part of the SEC’s contribution to the Collaboration for Combating Investment Scams
cooperation with all parties involved to achieve common goals. At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon shared her perspective and vision for leading the SEC
Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
the collaboration with other agencies in criminal proceedings. The momentum of private sector synergy throughout 2006 was commendable. Cooperation among market participants in the form of industry
ดิจิทัล โดยการจับคู่หรือหาคู่สัญญาให้ หรือการจัดระบบหรืออำนวยความสะดวกให้ผู้ https://dividend.sec.or.th/stat-report/59_DEF_INV_DA_INV_TH.doc 6561p.doc structure: (i) That is aimed at cooperation, and (ii
) That is aimed at cooperation, and (ii) That is clearly aimed at profit or cost-sharing or shares common ownership , control or management, common quality control policies and procedures, common https
cooperation of SEC, considered that a strong capital market infrastructure which process capability to support the changing economy and digital society could provide a solid foundation for further development
Secretary-General was of the view that the promotion of discussion approaches among the public sector, the private sector and investors would be possible if all believe that mutual cooperation will bring