Covered Funds and Covered Management Companies and related Cooperation (“MoU”)? Yes No If “No”, please specify _____________________________________________________
Covered Funds and Covered Management Companies and related Cooperation Dated 20 January 2021 This MoU has been concluded between the SFC and the SEC in light of global financial market growth and increasing
Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation dated 20 January 2021, as amended from time to time
Management Companies and related Cooperation (“HK-TH MRF MoU”) ทั้งน้ี ให ้บลจ. ไทย จดัการลงทุนกองทุนรวมไทยตามปกติ เวน้แต่จะไดก้ าหนดไวเ้ป็นการเฉพาะใน Appendix B - I - SFC Circular แนบทา้ย HK-TH MRF MoU ซ่ึง
ive (AIFMD) In addition, the SEC has also entered into Memorandum of Understanding (MOUs) concerning consultation, cooperation, and the exchange of information related to the supervision of
Covered Funds and Covered Management Companies and related cooperation (Memorandum) on 20 January 2021 (as amended from time to time). 2. In this circular, Thai domiciled funds that are eligible for SFC
Memorandum of Understanding concerning Mutual Recognition of Covered Funds and Covered Management Companies and related cooperation (Memorandum) on 20 January 2021 (as amended from time to time). 2. In this
supervision and development of the Thai capital market meet international standards to ensure that our competitiveness pars with foreign counterpartûs. This requires closed cooperation from all related parties
. shareholder agreements typically cover rights of first refusal and other restrictions on share transfers, approval of related-party transactions, and director nominations. Withdrawal rights: withdrawal rights
in raising funds for both public and private sectors, thanks in large part to the cooperation among the SEC, capital market organizations and listed firms in underlining the importance and