potential performance and risks (e.g. hedge funds, hybrid securities, structured products, investment units of a mutual fund of which the returns calculation is made in a complicated way (complex return fund
+ Time value 𝑆 − 𝐾 for call option 𝑐ℎ𝑎𝑛𝑐𝑒 𝑜𝑓 𝑆 − 𝐾 𝑏𝑒𝑓𝑜𝑟𝑒 𝑒𝑥𝑝𝑖𝑟𝑦 Too complicated for or misunderstood by naive investors. Fixed at issue and then guided when trading by Brokerage
Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes ; (3) investment units of a mutual fund whose returns calculation is made in a complicated way (complex
mutual fund whose returns calculation is made in a complicated way (complex return fund); (4) investment units of a mutual fund whose net exposure in commodities is made through its investment in commodity
will continue to explore further collaborations with MAS in order to advance our capital markets development in the future,” said Ms Ruenvadee Suwanmongkol, SEC Thailand Secretary-General. “This
Champeeratana said: “The landscape of the Thai capital market is constantly changing and becoming more complex. SEC’s role is to lay out directions and policies adaptive to such change and in line with the
, please press submit to continue‛ ใหค้ลิกปุ่ม Submit เพื่อส่งขอ้มูล 2.10. ถา้ไม่พบขอ้ผดิพลาดในการส่งขอ้มูลระบบจะแสดงขอ้ความ ‘Your submitted report passed validation process.’ ใหค้ลิก Continue เพื่อส้ินสุด
in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while