underwriter to issue 4 consecutive quarterly research papers after the initial public offerings process to provide the public adequate and ongoing information for investment decision making. The SEC is seeking
information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research
Exchange of Thailand (the “SET”) for 15 consecutive business days prior to the date on which the Board of Directors unanimously passed the resolution to propose such offering to the EGM, which is during the
กำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดขึ้นระหว่างวันที่ 1-2 พฤศจิกายน 2564 โดยกล่าวถึงมุมมองความคิดเห็นและแนวทางการกำกับดูแลสินทรัพย์ดิจิทัลที่กำลังจะเกิดขึ้นในสหรัฐฯ ในหัวข้อ “U.S. SEC's Move on
country. In the future, they might move forward to other capital market businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements
asset business operators are required to hold net capital at an amount of no less than “minimum capital” based on value of custody of clients’ assets. This move aims to cope with damages if cyber
indirect impact of the COVID-19 epidemic on the economy. In a move to restore capital market confidence, the cabinet approved an additional tax privilege for people who purchase investment units in “SSF
exclusive interview with Ms. Hester Peirce, US SEC Commissioner, on the topic, “U.S. SEC’s Move on Digital Assets,” with Dr. Wit Sittivaekin as moderator. On 2 November 2021 at 13.30 hours (local time), the
data or factors used in the calculation methodology. The index calculation shall be updated taking into consideration the appropriateness of the index components. The underlying or factors shall move
lead regulator in case the securities issuer is a financial institution; and (2) the total amount of both buying and selling portfolios of the listed securities arising within the accounting period, in