Notifications relating to Issuance and Offer for Sale of Securities, dated December 15, 2008 (B.E. 2551), the definition of “executive" means director, manager, or the first four executives succeeding the
ข้อมูลสรุป (executive summary) (ทจ.53-2556) (ให้ใช้แบบแนบท้าย ทจ.45/60)
ข้อมูลสรุป (executive summary) ของแบบ 69-1 (แนบท้ายประกาศ ทจ. 45/2560)
ส่วนที่ 1 : ข้อมูลสรุป (executive summary) (แนบท้ายประกาศ สน. 38/2563)
Preparation and Disclosure of Report on Securities Holding of Director, Executive and Auditor
Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies
Personnel Director & Executive - - - - - - Member of fund investment committee - - - - - - Fund manager - - - - - - Investment Planner - - - - - - Investment Consultant /1 - 6 12 - 4 10 Other Professionals
director, manager or person with power of management; (3) “Person with power of management” means executive director, deputy manager, assistant manager, department director, branch manager and shall also
Securities Companies (No.2) dated 23 November 2000. Clause 2. In this Notification: (1) “Securities company” means any company licensed to undertake securities business; (2) “Executive” means director, manager