supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
SEC held the second meeting with the “SME Startup PE VC” working group, set up to promote access to the Thai capital market by small- and medium-sized enterprises, startups, private equity firms
has the SME characteristics, as defined in the Ministerial Regulation concerning the Determination of Characteristics of Small and Medium-Sized Enterprise B.E. 2562 (2019), and registers in the
SME characteristics, as defined in the Ministerial Regulation concerning the Determination of Characteristics of Small and Medium-Sized Enterprise B.E. 2562 (2019), and registers in the Capital Market
the audit of information technology general control (ITGC), as many medium-and small-sized audit firms had been identified by the results of inspection to lack sufficient competent personnel in
). However, despite the ongoing upward trend, the issuances of these bonds were disproportionately small compared to the overall bond market. In addition, most issuers were large-scale companies in specific
reporting period in case of changes to the securities or derivatives holding by extending reporting periods for small-scale transactions with permission to incorporate small-scale transactions into one report
complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
2014 firm-level and engagement-level reviews. In addition, the SEC hosted a panel discussion with the representatives from large and small audit firms on audit planning and risk assessments, aiming to
shareholders at June 30th, 2019 book value of 1.85 Million Baht. Which altered the company’s share from 49% to 100% by paying 0.94 Million Baht which counted as small transaction size. The Company has paid for