wrongful acts against investors’ assets are liable to the highest sanction of revocation of approval for investment consultant for Complex Financial Products Type 2. However, the approval for Somchai as
; “ capital market product having high-risk or complex characteristics ”5 means the following capital market products: (1) investment units having high-risk or complex characteristics including: (a) investment
Loan of Financial Institutions Act B.E. 2523 (1980), except as specified in Chapter 7; “capital market product” means securities and derivatives; “capital market product having high-risk or complex
to alleviate the risk of frauds.Moreover, it is advisable to be cautious when being solicited to invest in ICOs or to buy any digital token for the time being since there are neither approved ICO
which the auditor is attached as prescribed by the regulations summarized below: Individual Qualifications (1) being a certified public accountant whose license is still valid; (2) being a leader of an
and professionals Carrying out businesses with greater flexibilities; getting supports for strengthening competitiveness; being assured of stability of the systems monitored and maintained to
The meeting agreed to resume discussion to develop mutual recognition framework to facilitate cross-border mutual fund offerings. The discussion was initiated in 2004 before later being halted. To
risks from making such investment if the entire investment amount is lost. The next topic is “Being Cautious” under which awareness is raised for the public to know what they need to be wary of if they
Mr. Sittilarp Subsakon On September 10, 2020, Mr. Sittilarp Subsakon while being the director of Tipco Asphalt Public Company Limited (“TASCO”) sold his TASCO shares through other person’s securities
รัฐมนตรีว่าการกระทรวงการคลัง เป็นประธานในพิธีเปิด ซึ่งจัดโดยวารสารการเงินธนาคาร ระหว่างวันที่ 17-20 ธันวาคม 2563 ภายใต้แนวคิด "Wealth Being" ณ ศูนย์การประชุมและนิทรรศการไบเทค บางนา เมื่อวันที่ 17 ธันวาคม