(UNOFFICIAL TRANSLATION) Qualifications of Applicants for Approval of Capital Market Investment Analyst on Fundamental Factors No. Work Experience/ Relevant Knowledge Qualifications Relevant Work

’ knowledge, understanding and awareness of human rights principles, to prevent human rights violations. KBank believes that good corporate governance is essential for sustainable business operations. Aside

our no-gift policy to executives and employees of KBank, other companies under KASIKORNBANK FINANCIAL CONGLOMERATE, as well as our counterparties and customers • Reviewing knowledge and understanding on

the firm assures that all staff has sufficient accounting and auditing knowledge enough to perform their audit work? 12 Does the firm conduct significant amount of in house training? 13 Does the firm

knowledge and information to the public in the northeastern part of Thailand. For example, the roles of the SEC in supervising the market and enhancing investor protection, giving of investment advice

SEC supervisory framework focuses on their capability to maintain qualifications in accordance with the governing rules as well as their knowledge on investment and regulations related to investor

persons can easily access SMEs’ and startups’ information, as well as knowledge of fund mobilization. The platform will be subsequently used for collaboration among relevant agencies for the benefits of

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introduction of new digital tools, as follows: 1) Participating in Money Expo in Udonthani province during 4-6 October 2019 to promote provision of capital market knowledge and information to the public in the