warning of unapproved digital asset offering Bangkok, 25 January 2019 ? The SEC advises the public to be cautious with the solicitation to invest in the initial coin offering (ICO) of BSmart digital tokens
information to the SEC to post up warning statements to investors, etc.? ?This integrated measure under the collaboration from all related parties will enhance our Thai capital market information flow
will be proposed to the ?Director Responsibilities Steering Group?, chaired by Mr. Sompol Kiatphaibool, the SEC Commissioner, for consideration regarding administrative sanctions, such as warning
?s specific risks, for example, country risk and currency risk in case of foreign investment funds (FIF), be disclosed in the fund prospectus and financial reports. A warning statement relating to
nature of the mutual fund’s utilization of its assets may cause uncertainty to the amount of its earnings, a warning that unitholders’ benefits or returns may be significantly affected, etc.; (3) a warning
help us strike a balance between effective supervision and liberal innovation more appropriately,? said SEC Chief. The five strategic measures are: 1. Integration with foreign markets: Within ASEAN
help us strike a balance between effective supervision and liberal innovation more appropriately,? said SEC Chief.The five strategic measures are:? 1.? Integration with foreign markets: Within ASEAN, the
การเตือนภัยล่วงหน้าเกี่ยวกับการดำรงฐานะทางการเงินของบริษัท (early warning system) เพื่อให้บริษัทมีเวลาที่เพียงพอในการเตรียมการหรือดำเนินการใดๆ ในการ จัดสรรเงินทุน หรือแก้ไขปัญหาการดำรงฐานะทางการเงินที่
the management’s acknowledgment and application of such information to ensure efficient and up-to-date management; (3) putting in place an early warning system for maintenance of financial position to