asset business operators shall seek approval from two authorized persons. In case of a withdrawal or transfer at an amount of 50 million baht or more, another independent authorized person is required to

persons shall not be in aggregation at a time greater than one third of the total sold units of a mutual fund. Such limitations on unitholding are to ensure that investment units are widely allocated to

of RO and ESOP. The SEC is therefore proposing to revise the regulations related to RO and ESOP of treasury stocks of public limited companies. In this regard, on 7 April 2022, the Securities and

similar form of fundraising and benefit generation. In essence, the amendments support enhancement of digital token offering supervision with proper investor protection mechanisms and a focus on fair

members, and the development of provident funds, as well as the application of I Code is another qualifying factor.”However, the provident funds that are interested to participate in the contest must

to make comments at the website or e-mail: piyaruj@sec.or.th until 13 March 2019.  _____________________________ Remark:*crowdsourcing is a process that brainstorms from a majority of people toward an

consultant for one month. In this regard, RHB Securities (Thailand) has already suspended him from work for an equal period of one month. Thus, the SEC's suspension is deemed to have been served.Investors are

:            1. demand side -- by focusing on providing education about long-term savings and investment to the people in Khon Kaen and urging employers to consider establishing a provident fund so that

aspect of ESG principles, from the areas of capital market products and issuers to intermediaries and investors. The SEC also encourages business sectors in the capital market to disclose ESG information