forthcoming liberalization within five years. Message from the Secretary-General 4 not only empowered businesses but also furthered the moves toward the SEC's much anticipated self- regulation. On social
to manage the investment for the investor with honesty, due care and with the interest of client prior to the interest of it own. Nevertheless, the organisational structure shall be in line with the
company to manage the investment for the investor with honesty, due care and with the interest of client prior to the interest of it own. Nevertheless, the organisational structure shall be in line with the
Goal 4: Preserve market fairness and transparency, understand industry and be a firm and fair regulator During 2003, deposit interest rates dipped to a very low level, which prompted the public to find
://www.unpri.org/ https://www.unepfi.org/ https://www.aigcc.net/ The Investor Climate Action Plans (ICAPs) Expectations Ladder helps investors act on climate by providing a single, comprehensive framework for self
authority to impose sanctions or to order the CIS Operator of the ARFP Passport Fund to act or refrain from acting in case there is an action which may cause damages to the interest of members of the Passport
may cause damages to the interest of members of the Passport Fund/ Regulated CIS (unitholders). Yes No If “No”, please specify __________________________________________________
Management Company of the Hong Kong Covered Fund to act or refrain from acting in case there is an action which may cause damages to the interest of the investors of the Hong Kong Covered Fund. Yes No If “No
Management Company of the Hong Kong Covered Fund to act or refrain from acting in case there is an action which may cause damages to the interest of the investors of the Hong Kong Covered Fund. Yes No If “No
ESG ในตลาดทุนไทยใช้หลัก 3 ประสาน Self Market Regulatory ออกกฎเกณฑ ์เชน่ การเปิดเผยขอ้มลู คณุสมบัต ิกก./ผบห. ก ากบัดแูล บังคับใชก้ฎหมาย จติส านกึในการปฏบิตั ิ ก.ล.ต. • ออก CG Code คูม่อื กก. จัดอบรม บจ