giving information to clients on standby at an office of the intermediary where clients contact for the distribution thereof; (b) arranging a communication system which clients can use to communicate with

responsible for paying the costs resulting from arranging meeting at that time for the company. The shareholders' meeting of the company shall be held at either the head office of the company or other places

trust; (4) arranging measures for the trustee to supervise the trust manager’s operation in accordance with the mechanism under (1) (2) (3) and (3/1). Division 3 Income generating, debt financing and

Notification of the -10- Capital Market Supervisory Board Re: Application and Approval for Offer for Sale of Newly Issued Debt Securities: (1) arranging for credit rating before each issuance of sukuk and on a

or mental disorder, the offeror would be exempted from arranging for such person to affix signature in the registration statement and draft prospectus; (2) in the case where the cause of the inability

-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 September 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange ___________________ By virtue of Section 16/6 of the...

counterparties and customers • Reviewing knowledge and understanding on the Code of Conduct among our employees and arranging for their annual acknowledgment and compliance • Making plans for holding activities to

professional standards. The SEC - 01 - also continued to focus on the project to increase the number of auditors in the capital market by cooperating with the TFAC in arranging training sessions and providing

organizational culture. A number of activities undertaken to promote our good corporate governance practices during the second quarter of 2017 included:  Arranging orientation sessions on good corporate

the Code of Conduct among our employees and arranging for their annual acknowledgement and compliance along with communicating to other companies under the Code of Conduct of KASIKORNBANK FINANCIAL