Letter to Appoint Agent for the Proceedings Report/Form (Notification of Securities and Exchange Commission) Form OrYo.3 Objection for the Dispute Report/Form (Notification of Securities and Exchange
|- Related Circular Letter IP/FG |- Appoint/Approval/Code of conducts and Standard Practices |- Reporting |- Fees |- Related Circular Letter Others (Securities Business) |- Separation of Securities and
Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing representatives (Section 18) |- Auditors | - |- Approval (Section 30) |- Accounting and Financial Statements (Section 27, 28
Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing representatives (Section 18) |- Auditors | - |- Approval (Section 30) |- Accounting and Financial Statements
. Regulatory Summary Main Duties of a Trustee Ensure that the trust deed is executed in compliance with the laws Appoint a trust manager Prepare a trust property account in separation from any other accounts
), the shareholders should not ratify this transaction because the agreement contains a condition requiring GSTEL to appoint the Mahachai Group as its sole sales distributor for a period of five years
category is a pooled fund contest.The AOP will appoint an ad-hoc contest committee to oversee the application and the documents, any qualified party will advance to the interview round. The total scores
, (2) single funds of private companies, and (3) pooled fund of asset management companies.The AOP will appoint an ad-hoc contest committee to oversee the application and the documents, any qualified
procedure have been revised whereby the SET members shall elect not more than four persons and the SEC shall appoint not more than six persons from the list proposed by juristic persons or groups of persons