& Proof-of-Responsibility The panel will analyze the causes of the crisis stemming from rapidly decreasing digital assets’ value, which is affecting the confidence of global investors and financial
enterprises to operate in a concrete manner, for all sectors to understand a clear path of development and to play a role in the promotion and encouragement of social enterprises for the communities of the
SEC Secretary-General Ruenvadee Suwanmongkol said that SEC has organized a panel discussion as an academic stage, aiming people to understand the background of “Libra” and which of its parts
” concept. Moreover, under the “Segment of One” concept, we focus on strengthening our capabilities by using data and advanced technology to understand and anticipate each individual customer’s need and
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...
provision of services as a securities clearing house or central securities depository to the extent that members or their clients, or any involved persons understand risks from use of the services, and shall
providing services to a client immediately. Division 2 Investment Analysis and Providing Consultation to a Client _____________________________ Clause 38 In case an intermediary wishes to analyze and provide
intermediary wishes to analyze and provide consultation relating to the investment to its client, the intermediary shall comply with the following rules: (1) [i] arrange a person who have obtained an approval
intermediary wishes to analyze and provide consultation relating to the investment to its client, the intermediary shall comply with the following rules: (1) [i] arrange a person who have obtained an approval
extended our aspiration to become the most-preferred platform that can meet customers’ needs in every aspect of their lives. All of these endeavors aim to understand and anticipate each individual customer’s