negotiation between the Company and the Seller and took into account the fundamental intrinsic value of the assets and business based on historical and potential earnings and cash flow of the business. It has
• system administrator • application administrator • emergency account เป็นต้น 2.5 ขอทราบตัวอย่างแนวทางการพิจารณา “ความมีนัยสำคัญ” การพิจารณาความมีนัยสำคัญให้คำนึงถึงกรอบหลักการของความเสี่ยง (inherent risk
) รายละเอียดเหตุการณ์ความเสี่ยง (3) โอกาสหรือความถี่ที่จะเกิดเหตุการณ์ความเสี่ยง (likelihood) (4) ความมีนัยสำคัญหรือผลกระทบที่จะเกิดขึ้น (potential impact) (5) ระดับค่าความเสี่ยงก่อนการควบคุม (inherent
services to the clients only in case of accepting selling orders or closing out the outstanding positions of capital market products in the clients’ trading accounts, except the intermediary is prohibited by
services to the clients only in case of accepting selling orders or closing out the outstanding positions of capital market products in the clients’ trading accounts, except the intermediary is prohibited by
that select Big 4 auditors are firms that have higher reporting quality. As a result, without auditor factors, these firms innate fewer mistakes that require audit adjustments. For auditor factor
providing trading service for units of foreign collective investment scheme, securities company shall comply with the following requirements: (1) accepting trading order during business hours and on business
investment advice and providing service relating to trading investment units, mutatis mutandis, unless there is any provision in this Notification especially. Clause 7 Prior to accepting to be an agent for
investment advice and providing service relating to trading investment units, mutatis mutandis, unless there is any provision in this Notification especially. Clause 7 Prior to accepting to be an agent for
pays the application fee and submits the payment evidence to the SEC Office. The SEC Office thus issues a letter accepting Form 61-1F into the process of granting approval. 1 day Accounting Supervision