Definitions of Institutional Investor, Ultra-High Net Worth Investor and High Net Worth Investor. “fund” means a mutual fund, private fund or provident fund unless otherwise specified herein; “mutual fund
Exchange of Thailand (the “SET”) for 15 consecutive business days prior to the date on which the Board of Directors unanimously passed the resolution to propose such offering to the EGM, which is during the
following cases: (1) the public offering of newly issued bonds denominated in foreign currency shall be in accordance with the criteria set out under Part 2; (2) the private placement of newly issued bonds
ETF” means a share of investment company or unit trust issued under collective investment scheme in the category of exchange-traded fund established under law of foreign jurisdiction; “foreign regulator
Notification on Standard Conduct of Business, an intermediary shall set out procedures and methods for such compilation and assessment thereof in writing, which shall at least contain details in compliance with
Notification on Standard Conduct of Business, an intermediary shall set out procedures and methods for such compilation and assessment thereof in writing, which shall at least contain details in compliance with
. Therefore, the Company is required to immediately prepare a report and disclose the information memorandum to the Stock Exchange of Thailand (the “SET”) as well as to its shareholders within 21 days from the
. Therefore, the Company is required to immediately prepare a report and disclose the information memorandum to the Stock Exchange of Thailand (the “SET”) as well as to its shareholders within 21 days from the
Business, an intermediary shall set out procedures and methods for such compilation and assessment thereof in writing, which shall at least contain details in compliance with the rules under Clause 7 or
of Derivative Services by Securities Companies. Division 2 Additional Rules for Securities Intermediaries in the Category of Mutual Fund Management or Private Fund Management _______________________