ACMF Chairmanship to the State Securities Commission of Vietnam for the year 2020, with Autoriti Monetari Brunei Darussalam as Vice-Chair.The ACMF members reaffirmed their commitment to deepen
to seek benefits for themselves, which was deemed failure to perform duties or provide services with loyalty pursuant to the Notification of the Capital Market Supervisory Board.*The SEC has revoked
ขายผลิตภัณฑ์ในตลาดทุนโดยการใช้โปรแกรมส่งคำสั่งโดยอัตโนมัติตามกลยุทธ์การลงทุน (program trading) และการกำหนดแผนจัดสรรการลงทุนแบบพอร์ตโฟลิโอและการส่งคำสั่งซื้อขาย (portfolio advisory with execution) ให้แก่
competition. Additional weight would be given to persons with knowledge and experiences related to SET businesses, securities business or financial business. Moreover, it would be taken into consideration
anti-corruption measures, e.g., refusal to pay bribery, no involvement in corruptive attempts and sanctions against those who do, as well as communication and staff training with respect to anti
Exchange Act (No. 5) B.E. 2559 (2016). As to Benjamas, her assistance for Jajjai to commit the offence was itself an offence liable to the punishments under the said provisions in conjunction with Section 86
punishments under the said provisions in conjunction with Section 86 of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made a statement of
are still employed to continue contributing to the fund with or without the employer’s contribution; and 5. Supervision: e.g., specifying the standards for fund registration regulations and guidelines
make it more in line with the cash position of the fund/trust by permitting additional items such as overdue receivables from rent and services to be adjusted to the net income of the fund before
Even though the Thai financial system remains strong, with commercial banks holding healthy levels of capital and liquidity reserves, the liquidity stress and the resulting irregularity in the