for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units
wealth advisors. ✓ ✓ ✓ 1. Increase/decrease of paid-up capital; 2. Foreign currency credit limit. ✓ ✓ 1. Data from reports of securities companies; 2. Bondholders from securities registrars. ✓ ✓ ✓ 1.2
of capital markets” ‘SDGs Resource Center’ to be one-stop knowledge hub for learning tools on the SDGs Building Confidence in the Capital Market NEWS Securities and Exchange Commission Corporate
house, as the case may be. Clause 3. In proposing regulations of a derivatives exchange or a derivatives clearing house for approval of the Capital Market Supervisory Board, the derivatives exchange or
MTI: MUANG THAI INSURANCE PUBLIC COMPANY LIMITED NC: NEWCITY (BANGKOK) PUBLIC COMPANY LIMITED NCAP: NEXT CAPITAL PUBLIC COMPANY LIMITED NCH: N. C. HOUSING PUBLIC COMPANY LIMITED NCL: NCL INTERNATIONAL
) Signature affixed in the company’s audit report pursuant to Clause 3 of the Notification of the Securities and Exchange Commission concerning Approval of Auditors in the Capital Market since ............(YEAR
) Signature affixed in the company’s audit report pursuant to Clause 3 of the Notification of the Securities and Exchange Commission concerning Approval of Auditors in the Capital Market since ............(YEAR
are crucial if we want to raise the standards of audit quality in the region. This will bode well for investor confidence in ASEAN capital markets.?For media enquiries, please contact: Karen LeeSenior
are crucial if we want to raise the standards of audit quality in the region. This will bode well for investor confidence in ASEAN capital markets.?For media enquiries, please contact: Karen LeeSenior
Government Complex hotel and Convention Centre Chaeng Watthana.SEC Secretary-General Ruenvadee Suwanmongkol said that SEC, as a supervisor and developer of the capital market, has a policy to support the