shall determine duties and responsibilities for each operational staffs clearly and arrange a communication and rehearsal of understanding on duties to perform, as well as specify in details of

communication and rehearsal of understanding on duties to perform, as well as specify in details of operational approach understandable and practicable on what, when and where to work. 5.2 Methods and channels to

of Securities Commissions (“IOSCO”) โดยหน่วยงานดังกล่าวต้องเป็นพหุภาคีประเภท Signatory A ใน Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of

Memorandum of Understanding between the Securities and Futures Commission of Hong Kong and the Securities and Exchange Commission of Thailand Concerning Mutual Recognition of Covered Funds and Covered

shall making a clearly understanding with counter trader about the expiry date of such offering price end: (2) In case where the price being offered with conditions, securities company shall clearly

case where securities company offer a firm quotation, such securities company shall; (1) Purchase or sell with such offering price and shall making a clearly understanding with counter trader about the

, such securities company shall; (1) Purchase or sell with such offering price and shall making a clearly understanding with counter trader about the expiry date of such offering price end: (2) In case

that the contents added in brackets [….] have only been provided in the English version for clearer understanding. law on financial institution business means Financial Institution Business Act B.E

[….] have only been provided in the English version for clearer understanding.

หน่วยงานก ากับดูแลต่างประเทศดังกล่าวเป็นสมาชิกของ IOSCO และเป็นพหุภาคีประเภท Signatory A ใน Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information