.. UNOFFICIAL TRANSLATION Codified up to No. 5 As of 23 March 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the Capital Market Supervisory Board relating to the issuance and offering for sale of securi...

quantified in numbers, and (3) any lawsuit that is not caused by normal business undertaking of the Company or its subsidiary. Disclosure of any lawsuit that is part of the normal business undertaking is not

of equipment assets, and interruption to the organization’s operation. Additional Guidelines 1. The intermediary should protect equipment assets from disruptions caused by failures in supporting

the case may be, shall not apply to the applicant who has rectified the cause, work system, management structure and operating control, which has caused the applicant to have the characteristics under

human resource structure. This unbalanced structure, either from the shortage of senior staff or from the large number of short-term hires, has caused obstacles for the audit firms in developing and

Activity Report 2016_En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 Executive Summary...................02 Quality Assurance Review Panel................04 Activities for Enhancing Audit Quality...................05 Summary of Audit Inspection Results A. Firm Level...................08 B. Engagement Level...........................28 Root Cause Analysis...................42 Framework and Focuses in 2017...................44 Essential St...

Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...

....................................................................................................................... 31 THAILAND CORPORATE ESG DISCLOSURE Foreword from World Bank Thailand is facing challenges of our times from rapidly changing situations and uncertainty caused by external factors, particularly the

of COVID-19 caused a significant disruption to the Group's business, resulting in temporary boutique closures around the world, as well as a temporary suspension in manufacturing activity and temporary

operating control, which has caused such person to have the characteristics under Paragraph 1(1) or (2). Clause 127 The infrastructure asset to be acquired by the fund shall be appraised under the following