) CivilPenalty Sanction is a recent enforcement power added by the Securities and Exchange Act (No. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in order to improve efficiency
://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx complaint-form-general-en.docx / derivatives / digital asset intermediaries e.g. securities company/broker, asset management company and
(including the use of paper-based and electronic forms) to ensure that it https://www.sec.or.th/TH/Documents/Auditor/QAQR-07.xlsx securities-ITchecklist.xlsx Timeline การปฏิบัติตามประกาศ IT กรอบระยะเวลาการ
Operators Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices SHARE : For More Information ContactUs SEC https://www.sec.or.th/EN/Pages
Secondary Market and Related Entities Enforcement Prevention of Unfair https://www.sec.or.th/EN/Pages/LawandRegulations/Regulations.aspx Pages - The Securities and Exchange Commission, Thailand
Translation securities company (No. 2) dated 25 May 2004. Clause 2. In this Notification, “ electronic data” means the information created, transmitted, received, stored or processed by an electronic means
Enforcement Prevention of Unfair https://www.sec.or.th/EN/Pages/LawandRegulations/Regulations.aspx Pages - The Securities and Exchange Commission, Thailand / Prospectus Fundraisers / Listed Companies For