of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability
Regulations ( 27 ) Act and Royal Enactment ( 20 ) Strategic Plan ( 7 ) About SEC ( 6 ) Manual Select ( 5 ) investor ( 4 ) Budget ( 3 ) Market Data ( 3 ) Enforcement ( 2 ) Investors ( 2 ) Market Professionals
กฎหมาย / กฏเกณฑ์ ( 27 ) พระราชบัญญัติ/พระราชกำหนด ( 20 ) แผนยุทธศาสตร์ ( 7 ) รู้จัก ก.ล.ต. ( 6 ) คู่มือประชาชน ( 5 ) investor ( 4 ) งบประมาณ ( 3 ) เอกสารเผยแพร่ ( 3 ) การบังคับใช้กฏหมาย ( 2 ) ผู้ลงทุน ( 2
effective on 6th January B.E. 2547. 2 (1) a contract in which one party is obliged to deliver goods as specified in the contract to the other party at a given time in the future, and the other party, in turn
: Determination of Additional Determination of Types of Juristic Person Classified as Institutional Investor ; (3) derivatives fund managers; and (4) derivatives advisors. Division 2 Specific Regulations on
: Determination of Additional Determination of Types of Juristic Person Classified as Institutional Investor; (3) derivatives fund managers; and (4) derivatives advisors. Division 2 Specific Regulations on
regarding approval for investor contacts and standards of conduct; (2) In case of a juristic person, the management company shall only appoint a private fund marketing representative and a representative for
Commission regarding approval for investor contacts and standards of conduct; (2) In case of a juristic person, the management company shall only appoint a private fund marketing representative and a
Notification of the Office of the Securities and Exchange Commission regarding approval for investor contacts and standards of conduct; (2) In case of a juristic person, the management company shall only appoint