: (1) Customer type, whether an institutional or retail investor, and also indicate where a customer placing orders for several persons or through series of accounts in undisclosed manner (omnibus
. Risk profile Risk level Assets that the ARFP Fund mainly invests in Type of investor that suit the ARFP Fund Type of investors that do not suit the ARFP Fund Low risk 1 has a policy to invest, without
the SEC Facebook Page. _____________________ Documents SHARE : Building Confidence in the Capital Market NEWS Securities and Exchange Commission Corporate Communication and Investor Service Department
/ digitalasset / digitalasset . html ________________________ Documents SHARE : Building Confidence in the Capital Market NEWS Securities and Exchange Commission Corporate Communication and Investor Service
Securities and Exchange Commission Corporate Communication and Investor Service Department Tel. (66)2033-9502-5 E-mail: press@sec.or.th No. 128 / 2021 Thursday 8 July 2021 SEC advises the public and listed
and Investor Service Department Tel. (66)2033-9502-5 E-mail: press@sec.or.th No. 39 / 2022 Wednesday 23 March 2022 SEC issues regulation prohibiting digital asset business operators from facilitating
ทั่วไป : การเสนอขายต่อผู้ลงทุนในวง Private Placement: (PP10) และ Institutional Investor: (II) โดย issuer ไม่ต้องยื่นคำขออนุญาตกับสำนักงาน ก.ล.ต. ก่อน โดยการเสนอขายกับ PP10 คือ II ซึ่งเป็นผู้ที่สามารถ
Securities and Exchange Commission Corporate Communication and Investor Service Department Tel. (66)2033-9502-5 E-mail: press@sec.or.th No. 203 / 2023 Friday 3 November 2023 SEC public hearing on draft
digital asset exchange and broker licenses revoked Building Confidence in the Capital Market NEWS Securities and Exchange Commission Corporate Communication and Investor Service Department Tel. (66)2033
: Building Confidence in the Capital Market NEWS Securities and Exchange Commission Corporate Communication and Investor Service Department Tel. (66)2033-9502-5 E-mail: press@sec.or.th No. 1 / 2019 Tuesday 8