investor contacts is unethical and violates the SET?s rules. Yet, the SEC frequently finds and is informed of such practice which may constitute misconduct opportunities against clients? assets through the

} did not confirm the exact securities volumes and prices with his client. In addition, he sometimes sent trading orders and informed the client afterwards that the client has never objected or rejected

not be able to make informed investment decisions. The SEC is therefore seeking public comments on the proposed regulations for the disclosure standards of SRI Fund which will be used in the

business expansion or further investment during the time it has not yet fully met the capital increase requirement. TSFC later informed the SEC that it had undergone debt restructuring and capital decrease

and could not act on behalf of POLAR in any operation of the company.Later, the SEC was informed that a group of POLAR shareholders jointly exercised their rights under Section 100 of the Public

development. SEC Chief also informed UNDP of the upcoming launch of Thailand Responsible Business Network (TRBN), which is a collaborative network jointly initiated by SEC, the Thai listed Companies Association

, ill-informed decisions with the expectation for high returns and even topped up benefits from signing up other persons into the network scheme. Investors are advised to avoid such investment scheme as

willing to support such study. In this respect, the Department of Business Development informed that the proposal for amendment of the Accounting Professions Act B.E. 2547 is being considered while SEC

have the power and duty to formulate policies to promote and develop, as well as to supervise, matters concerning securities, securities businesses, the Securities Exchange, over-the-counter centers, and

Shareholders No. 1/2019 as necessary and appropriate subject to the provisions of law. Please be informed accordingly. Yours sincerely, Hydrotek Public Company Limited -Signature- (Mr. Sarun Yansopananan) Chief