1 Does the whole firm perform https://www.sec.or.th/EN/Documents/Auditor/monitoring.doc แบบแสดงราการข้อมูลประจำปี of Contents Page 1. Audit Firm profile 1 2. Network firms of the Audit Firm 4 3

funds have only a small proportion of investment in EA securities comparing to the AUM of the whole industry. But in any case, asset management companies must exercise discretion when selecting companies

requires proper license under the Digital Asset Business Law:    (1) having a digital platform displayed, in whole or in part, in the Thai language;  (2) having a digital platform registered by using a

contribute to sustainable benefits for institutional investors, clients and the Thai capital market as a whole.   --------------------------- Remarks: - There are 41 institutional investors who have already

capital from retail investors at the maximum amount of 20 million baht during the first 12 months and at total not more than 40 million baht (equity and debt combined) throughout the whole project. The

moving the whole ecosystem involving issuers, investors, disclosure of information, development of indices, capacity building, and enhanced inter-agency coordination.The Roadmap will reiterate the

promote fair competition for undertaking depository center business through scripless system for all types of securities throughout the whole process;(5) Establishing the Capital Market Development Fund

The move follows the Commerce Ministry’s decision today to declare the whole IFEC board of directors consisting of only the three named individuals. On 7 June 2018, the Commerce Ministry’s

fund members and sustainable growth for the capital market as a whole.?Although the NAV of the provident funds intending to implement the I Code is less than that of the total provident funds, the SEC

investment but the bank did not. Thus, the client lodged a complaint and asked the bank to compensate the whole investment amount. It was found that {A} signed the structured note subscription order, risk