] phanchul Typewriter [Input cancellation date] 2 Data Protection Policy for internal administration available at the SEC Office’s website as well as the methods the SEC Office use to collect, use and disclose
holders, as well as the provisions applicable to this representation. 2. Disclose the address of the representative, and the nature of any material relationship between the representative and the issuer or
arrangement for transfer and any transfer restriction of the debt securities. 6. Disclose the currency the debt securities are denominated as well as the currency in which any amount payable on the debt
, details and evidence, SEC Complaint Center may ask the complainant to submit additional information. In some cases, the SEC may disclose relevant information (if necessary) to the persons involved and for
false statement/ Dissenimation of false or misleading information 1 5 5,000,000.00 - 153,310.00 - - Market manipulation 3 6 83,000,000.00 131,227.00 48,638.00 2 15 Insider trading / Disclose inside
listed company must disclose information about the newly issued shares to PP before the offer to sell, with the details of at least the offering price and the method of calculating the offering price via
the public as well as other securities companies; (b) members shall treat clients fairly and shall not be involved in discriminatory practice, and shall provide services by using knowledge and
foreign company which has issued and offered for sale of shares and of which duties are to disclose such information under the Notification of the Capital Market Supervisory Board concerning Provisions
. (Pace One) and Pace Project Three Co., Ltd. (Pace Three) and submit to the SEC as well as publicly disclose the information within 14 days.PACE's auditor issued a disclaimer of conclusion on the