shares held by six other persons to reach or pass a multiple of five percent of the total number of voting rights of the business. SEC Act S.246 Settlement Committee Meeting No. 1/2013 Settlement

. Sermkhun acquired shares of CMO Public Company Limited (CMO) resulting in the aggregated number of shares through nominee account exceeded trigger point at 50 percent of the total voting rights of CMO

pass a multiple of 5 percent of the total voting rights of OCEAN. But he failed to report his holding of OCEAN shares after such acquisition to the SEC Office within 3 business days as specified in the

trigger point at 50 percent of the total voting rights of OCEAN. But he failed to comply with the rules specified by the Securities and Exchange Commission concerning Tender Offer. Later on January 7, 2015

reach or pass a multiple of 5 percent of the total voting rights of TPP. But he failed to report his holding of TPP shares after such acquisition to the SEC Office within 3 business days as specified in

exceed trigger point at 25 percent of the total voting rights of TPP. But he failed to comply with the rules specified by the Securities and Exchange Commission concerning Tender Offer. Later on March 6

number of voting rights of SUPER. This case is in the process of the Criminal Court. SEC Act S.246 Criminal Complaint Filed with an Inquiry Official Dated 24/04/2018

Police (ECD Police) for not allowing some NMG shareholders to attend and exercise their voting rights at the annual general shareholders’ meeting (AGM). Nittimon chaired the AGM on April 29, 2015, did not

himself and by juristic persons under section 258 resulting in his aggregate number of shares held by other persons exceeded trigger point at 25 percent of the total voting rights of NOBLE. Later, Mr. Kris

”) securities which caused his aggregate holding of NOK shares reached or passed five percent of the total number of voting rights of NOK within the period specified in the notification of the Capital Market